Senior Vice President, General Counsel and Chief Compliance Officer

Jonathan is a Senior Vice President, the General Counsel and the Chief Compliance Officer at First Long Island Investors.  He joined FLI in 2022 and oversees all legal, regulatory, and compliance functions for the firm, its related entities, and FLI’s managed funds.  Jonathan is also a member of the firm’s Marketing Committee and supports the firm’s wealth management services for clients.

Prior to joining FLI, Jonathan worked at highly regarded New York City and international law firms for over 20 years as a corporate, securities, and investment management attorney.  He advised domestic and offshore investment fund managers, registered investment advisers, wealth managers, partnerships, LLCs, business owners, and family offices regarding private investment fund formation and SEC/CFTC/FINRA regulatory compliance as well as fiduciary, securities, investment management, transactional, and general corporate law matters.

Jonathan holds a bachelor’s degree in Government and Japanese language studies from the University of Virginia and a J.D. degree from the University of California, Los Angeles School of Law.  He is admitted to practice in New York and California and is a member of the Nassau County Bar Association.  Jonathan has also passed the FINRA Compliance Officer Qualification Exam (Series 14).  After having lived and worked in Virginia, California, Japan, and New York City, Jonathan now resides with his family in Port Washington.

To contact Jonathan, please email him at jonathan@fliinvestors.com.